A FULL SERVICE INVESTMENT MANAGEMENT LAW FIRM

2018 Voted US Hedge Fund Law Firm of the Year

​by ACQ5 Global Awards

2017 Voted US Hedge Fund Law Firm of the Year

​by ACQ5 Global Awards

2015 Best Hedge Fund Law Firm in New York

by Acquisition International Hedge Fund Awards

COMMITMENT
RESPONSIBILITY
EXPERTISE
SERVICE
TRUST
 

PRACTICE

AREAS

Registration Services
SEC & State Registered Investment Adviser & Broker/Dealer
Exempt Reporting Adviser
CFTC - CPO/CTA/IB
SEC Filings
Entity Formation
Regulatory
Investment Management
Fund Formation
Examinations, Investigations & Enforcement Actions
Offering Documents, IMAs & Side Letters
Special Purpose Vehicles
Operating Agreements
Private Equity Services
Fund and SPV Formation
Transactional Legal Service
Mock Audits & Internal Investigations
Policy & Procedure Drafting
PB & ISDA Agreements
Service Provider Reviews & Third Party Marketing Agreements
Private Equity Services
Fund and SPV Formation
Credit Facilities
Legal Opinions
Form ADV & Form PF
Section 13 & 16 Filings
Form D

PRACTICE

AREAS

Registration Services
SEC & State Registered Investment Adviser & Broker/Dealer
Exempt Reporting Adviser
CFTC - CPO/CTA/IB
SEC Filings
Form ADV & Form PF
Section 13 & 16 Filings
Form D
Entity Formation
Regulatory
Investment Management
Fund Formation
Examinations, Investigations & Enforcement Actions
Offering Documents, IMAs & Side Letters
Special Purpose Vehicles
Operating Agreements
Private Equity Services
Fund and SPV Formation
Credit Facilities
Legal Opinions
Transactional Legal Service
Mock Audits & Internal Investigations
Policy & Procedure Drafting
PB & ISDA Agreements
Service Provider Reviews & Third Party Marketing Agreements
Private Equity Services
Offering Document Review
Operational Due Diligence
Annual Reviews

PRACTICE

AREAS

Registration Services
SEC & State Registered Investment Adviser & Broker/Dealer
Exempt Reporting Adviser
CFTC - CPO/CTA/IB
SEC Filings
Form ADV & Form PF
Section 13 & 16 Filings
Form D
Entity Formation
Regulatory
Investment Management
Fund Formation
Examinations, Investigations & Enforcement Actions
Offering Documents, IMAs & Side Letters
Special Purpose Vehicles
Operating Agreements
Private Equity Services
Fund and SPV Formation
Credit Facilities
Legal Opinions
Transactional Legal Service
Mock Audits & Internal Investigations
Policy & Procedure Drafting
PB & ISDA Agreements
Service Provider Reviews & Third Party Marketing Agreements
Private Equity Services
Offering Document Review
Operational Due Diligence
Annual Reviews

PRACTICE

AREAS

Registration Services
SEC & State Registered Investment Adviser & Broker/Dealer
Exempt Reporting Adviser
CFTC - CPO/CTA/IB
SEC Filings
Form ADV & Form PF
Section 13 & 16 Filings
Entity Formation
Regulatory
Investment Management
Fund Formation
Examinations, Investigations & Enforcement Actions
Offering Documents, IMAs & Side Letters
Special Purpose Vehicles
Operating Agreements
Private Equity Services
Fund and SPV Formation
Credit Facilities
Transactional Legal Service
Mock Audits & Internal Investigations
Policy & Procedure Drafting
PB & ISDA Agreements
Service Provider Reviews & Third Party Marketing Agreements
Private Equity Services
Offering Document Review
Operational Due Diligence

PRACTICE

AREAS

SEC & State Registered Investment Adviser & Broker/Dealer
Entity Formation
Regulatory
Investment Management
Fund Formation
Examinations, Investigations & Enforcement Actions
Special Purpose Vehicles
Exempt Reporting Adviser
CFTC - CPO/CTA/IB
Operating Agreements
PB & ISDA Agreements
SEC Filings
Form ADV & Form PF
Section 13 & 16 Filings
Form D
Service Provider Reviews & Third Party Marketing Agreements
Investor Due Diligence
Fund and SPV Formation
Offering Document Review
Credit Facilities
Legal Opinions
Operational Due Diligence
Annual Reviews
Contract Negotiation
Service/Licensing/Research
Employment/Leases

PRACTICE

AREAS

Registration Services
SEC & State Registered Investment Adviser & Broker/Dealer
Exempt Reporting Adviser
CFTC - CPO/CTA/IB
SEC Filings
Form ADV & Form PF
Section 13 & 16 Filings
Form D
Entity Formation
Fund Formation
Special Purpose Vehicles
Operating Agreements
Regulatory
Examinations, Investigations & Enforcement Actions
Mock Audits & Internal Investigations
Policy & Procedure Drafting
Investment Management
Offering Documents, IMAs & Side Letters
Transactional Legal Service
PB & ISDA Agreements
Service Provider Reviews & Third Party Marketing Agreements
Private Equity Services
Fund and SPV Formation
Credit Facilities
Legal Opinions
Investor Due Diligence
Offering Document Review
Operational Due Diligence
Annual Reviews
Contract Negotiation
Service/Licensing/Research
Joint Ventures
Employment/Leases
 

ABOUT US

Florio Leahy LLP ("Florio Leahy") is a full service investment management law firm with over 100 clients in the U.S. and abroad.  The top investment management law firm and extensive in-house industry experience of our professionals enables Florio Leahy to provide investment managers with timely, practical advice and hands-on assistance with a unique understanding of the real world issues facing today’s investment managers.  Florio Leahy is also the firm of choice for regulatory counsel, fund formation, regulatory registration, audit assistance, internal investigations, fund document review and operational due diligence services related to investment management, private fund and other alternative investments.

 

Our business model is to provide extremely responsive and cost-effective expert legal services.

 

TEAM

MANAGING PARTNER
MANAGING PARTNER
Vanessa M. Sasson
Senior Associate
Hannah Katz
Associate
Kevin Aguirre
Associate
Lina Diaz

Support Personnel

Mekyas Moges

Support Personnel

Bridget Brassil

Support Personnel

Leah Ganey

Support Personnel

Michael Norris

Support Personnel

Nicole Amitrano
Wendy He

Support Personnel

Corrine Parisi

Support Personnel

Annekka Chao

Support Personnel

CONTACT

FLORIO LEAHY

OUR ADDRESS

641 Lexington Avenue

17th Floor

New York, NY 10022


Tel:  212.257.5790

Fax:  212.257.5788

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